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Peckar
&
Abramson
attorneys
have
extensive
experience
representing
clients
in
government
agency
investigations
and
enforcement
proceedings
brought
by
various
exchanges,
self-regulatory
organizations,
and
government
agencies,
including
the
SEC,
the
U.S.
Department
of
Justice,
local
prosecutors
such
as
the
Manhattan
District
Attorney's
Office,
the
Financial
Industry
Regulatory
Authority
(formerly
known
as
the
NASD),
the
New
York
Stock
Exchange,
the
American
Stock
Exchange,
and
state
securities
agencies.
The
investigations
and
enforcement
proceedings
have
focused
on
accounting
and
financial
disclosure
issues,
securities
registration
issues,
executive
conduct,
sales
practices,
insider
trading,
market
manipulation,
failure
to
supervise,
clearing
and
trading
irregularities,
trade
reporting
violations,
and
sales
practice
rule
violations.
Moreover,
Peckar
&
Abramson
lawyers
have
successfully
represented
clients
in
general
securities
litigation,
including
class
actions,
derivative
lawsuits,
and
arbitrations,
including
matters
involving
allegations
of
fraud
and
accounting
irregularities.
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